History
Sociology is a
relatively new academic discipline. It emerged in the early 19th century in
response to the
challenges of modernity. Increasing mobility and technological advances
resulted in the
increasing exposure of people to cultures and societies different from their
own.
The impact of this
exposure was varied, but for some people included the breakdown of
traditional norms
and customs and warranted a revised understanding of how the world
works.
Sociologists responded
to these changes by trying to understand what holds social groups
together and also
explore possible solutions to the breakdown of social solidarity.
Auguste
Comte and Other Founders
Auguste Comte,
who coined the term sociology
The term sociology
was coined by Auguste Comte (1798-1857) in 1838 from the Latin
term
9
socius
(companion, associate) and the Greek term
logia (study of, speech). Comte hoped to
unify all the
sciences under sociology; he believed sociology held the potential to improve
society and direct
human activity, including the other sciences.
While it is no longer
a theory employed in Sociology, Comte argued for an understanding of
society he labeled The
Law of Three Stages. Comte, not unlike other enlightenment thinkers,
believed society
developed in stages.
· The
first was the theological stage where people took a religious view of
society.
· The
second was the metaphysical stage where people understood society as
natural (not
supernatural).
Comte's final stage
was the scientific or positivist stage, which he believed
to be the pinnacle
of social
development. In the scientific stage, society would be governed by reliable
knowledge
and would be
understood in light of the knowledge produced by science, primarily sociology.
While vague
connections between Comte's Law and human history can be seen, it is
generally
understood in
Sociology today that Comte's approach is a highly simplified and ill-founded
approach to
understand social development (see instead demographic transition theory
and
Ecological-Evolutionary
Theory).
Other classical theorists
of sociology from the late 19th and early 20th centuries include Karl
Marx, Ferdinand
Toennies, Emile Durkheim, Vilfredo Pareto,
and Max Weber. As pioneers in
Sociology, most of
the early sociological thinkers were trained in other academic disciplines,
including history,
philosophy, and economics. The diversity of their trainings is reflected in the
topics they
researched, including religion, education, economics, psychology, ethics,
philosophy,
and theology. Perhaps with the exception of Marx, their most enduring
influence
has been on
sociology, and it is in this field that their theories are still considered
most
applicable.
10
The
Development of the Discipline
Max Weber
The first book with
the term sociology in its title was written in the mid-19th century by
the
English philosopher Herbert
Spencer. In the United States, the first Sociology course was
taught at the
University of Kansas, Lawrence in 1890 under the title Elements of Sociology
(the
oldest continuing
sociology course in America). The first full fledged university department of
sociology in the
United States was established in 1892 at the University of Chicago by Albion
W. Small,
who in 1895 founded the American Journal of Sociology. The first European
department of
sociology was founded in 1895 at the University of Bordeaux by Emile
Durkheim,
founder of L'AnnÃ(c)e Sociologique (1896). In 1919 a sociology
department was
established in
Germany at the Ludwig Maximilians University of Munich by Max
Weber and
in 1920 in Poland by Florian
Znaniecki. The first sociology departments in the United
Kingdom were founded
after the Second World War.
International
cooperation in sociology began in 1893 when Rene Worms founded
the small
Institut International
de Sociologie that was eclipsed by the much larger International
Sociologist
Association starting in 1949. In 1905 the American Sociological
Association, the
world's largest
association of professional sociologists, was founded.
11
Karl Marx
Early
Sociological Studies
Early sociological
studies considered the field to be similar to the natural
sciences like physics
or biology. As
a result, many researchers argued that the methodology used
in the natural
sciences were
perfectly suited for use in the social sciences, including Sociology. The
effect of
employing the scientific
method and stressing empiricism was the distinction
of sociology from
theology, philosophy,
and metaphysics. This also resulted in sociology being recognized as an
empirical science.
This early sociological approach, supported by August Comte, led to
positivism, a
methodological approach based on sociological naturalism.
However, as early as
the 19th century, positivist and naturalist approaches to studying social
life were questioned
by scientists like Wilhelm Dilthey and Heinrich Rickert,
who argued that
the natural world
differs from the social world, as human society has culture,
unlike the
societies of other
animals (e.g., ants, dolphins, etc. operate from nature or ecology as opposed
to that of
civilisation). This view was further developed by Max Weber, who introduced the
concept of verstehen.
Verstehen is a research approach in which outside observers of a culture
relate to an
indigenous people on the observer's own terms.
The positivist and
verstehen approaches have modern counterparts in sociological
methodologies: quantitative
and qualitative sociology. Quantitative sociology focuses on
measuring social
phenomena using numbers and quantities while qualitative sociology focuses
on understanding
social phenomena. It is disingenuous to claim these two approaches must be
or are generally
distinct; many sociologists employ both methods in trying to understand the
social world.
Sociology
and Other Social Sciences
The social
sciences comprise the application of scientific methods to
the study of the human
aspects of the world.
Psychology studies the human mind and micro-level (or
individual)
behavior; sociology
examines human society; political science studies the governing of groups
and countries; communication
studies the flow of discourse via various media; economics
concerns itself with
the production and allocation of wealth in society; and social
work is the
12
application of social
scientific knowledge in society. Social sciences diverge from the
humanities in
that many in the social sciences emphasize the scientific method or other
rigorous
standards of evidence
in the study of humanity.
The
Development of Social Science
In ancient
philosophy, there was no difference between the liberal arts of mathematics and
the
study of history,
poetry or politics - only with the development of mathematical proof did there
gradually arise a
perceived difference between scientific disciplines and the humanities
or
liberal
arts. Thus, Aristotle studied planetary motion and poetry with the same methods, and
Plato mixed
geometrical proofs with his demonstration on the state of intrinsic knowledge.
This unity of science
as descriptive remained, for example, in the time of Thomas
Hobbes who
argued that deductive
reasoning from axioms created a scientific framework; his book,
Leviathan,
was a scientific description of a political commonwealth. Within decades of
Hobbes'
work a revolution
took place in what constituted science, particularly with the work of Isaac
Newton in
physics. Newton, by revolutionizing what was then called natural philosophy,
changed the basic
framework by which individuals understood what was scientific.
While Newton was
merely the archetype of an accelerating trend, the important distinction is
that for Newton the
mathematical flowed from a presumed reality independent of the observer
and it worked by its
own rules. For philosophers of the same period, mathematical expression
of philosophical
ideals were taken to be symbolic of natural human relationships as well: the
same laws moved
physical and spiritual reality. For examples see Blaise Pascal, Gottfried
Leibniz and Johannes
Kepler, each of whom took mathematical examples as models for human
behavior directly. In
Pascal's case, the famous wager; for Leibniz, the invention of binary
computation; and for
Kepler, the intervention of angels to guide the planets.
In the realm of other
disciplines, this created a pressure to express ideas in the form of
mathematical
relationships. Such relationships, called Laws after the usage of the
time (see
philosophy of science)
became the model that other disciplines would emulate. In the late 19th
century, attempts to
apply equations to statements about human behavior became increasingly
common. Among the
first were the Laws of philology, which attempted to map the change
overtime of sounds in
a language. In the early 20th century, a wave of change came to science
that saw statistical
study sufficiently mathematical to be science.
The first thinkers to
attempt to combine scientific inquiry with the exploration of human
relationships were Sigmund
Freud in Austria and William James in
the United States. Freud's
theory of the
functioning of the mind and James' work on experimental psychology had an
enormous impact on
those who followed.
One of the most
persuasive advocates for the view of scientific treatment of philosophy is John
Dewey (1859-1952).
He began, as Marx did, in an attempt to weld Hegelian idealism and logic
to experimental
science, for example in his Psychology of 1887. However, it is when he
abandoned Hegelian
constructs and joined the movement in America called Pragmatism
that he
began to formulate
his basic doctrine on the three phases of the process of inquiry:
13
1. problematic
Situation, where the typical response is inadequate
2. isolation of Data
or subject matter
3. reflective, which
is tested empirically
With the rise of the
idea of quantitative measurement in the physical sciences (see, for example
Lord Rutherford's
famous maxim that any knowledge that one cannot measure numerically "is
a poor sort of knowledge"),
Sociology
Today
Although sociology
emerged in Comte's vision of sociology eventually subsuming all other
areas of scientific
inquiry, sociology did not replace the other sciences. Instead, sociology has
developed a
particular niche in the study of social life.
In the past,
sociological research focused on the organization of complex, industrial
societies
and their influence
on individuals. Today, sociologists study a broad range of topics. For
instance, some
sociologists research macro-structures that organize society, such as race or
ethnicity, social
class, gender roles, and institutions such as the family.
Other sociologists study
social processes that
represent the breakdown of macro-structures, including deviance, crime,
and divorce.
Additionally, some sociologists study micro-processes such as interpersonal
interactions and the socialization
of individuals. It should also be noted that recent sociologists,
taking cues from
anthropologists, have realized the Western emphasis
of the discipline. In
response, many
sociology departments around the world are now encouraging multi-cultural
research.
The next two chapters
in this book will introduce the reader to more extensive discussions of
the methods and
theory employed in sociology. The remaining chapters are examinations of
current areas of
research in the discipline
Technology
and the Social Sciences
The Social Sciences
are also known pejoratively as the soft sciences (in
contrast to the hard
sciences like
physics, chemistry, and biology). However, there is a recent move to integrate
and
include considerations
from the social sciences to the development of technology derived from
the hard sciences. On
the other hand, a sub-topic of organisational behaviour, business process,
may now be patented in some countries.
Sociological
methods
Introduction
The goal of this
chapter is to introduce the methods employed by sociologists in their study of
social life. This is
not a chapter on statistics nor does it detail specific methods in sociological
investigation. The
primary aim is to illustrate how sociologists go beyond common sense
understandings in
trying to explain or understand social phenomena.
Sociology
vs. Common Sense
Common
sense, in everyday language, is understood as "the unreflective opinions
of ordinary
people" or
"sound and prudent but often unsophisticated judgment" (Merriam-Webster).
Sociology and other
social sciences have been accused of being nothing more than the sciences
of
common sense. While there is certainly some basis for the accusation - some of
the findings
of sociology do
confirm common sense understandings of how society seems to work -
sociology goes well
beyond common sense in its pursuit of knowledge. Sociology does this by
applying scientific
methodology and empiricism to social phenomena. It is also interesting to
note that common
sense understandings can develop from sociological investigations. Past
findings in
sociological studies can make their way into everyday culture, resulting in a
common
sense understanding that is actually the result of sociological
investigation. Examples
of sociological
investigation refuting and serving as the foundation for common sense are
provided below.
The workings behind
common sense is that people usually do not have a word for their
thoughts about
society that can be summed into one word. Sociology helps provide the words
to alter multiple
thoughts into a defined word.
In the 1970s and
early 1980s a New Religious Movement was gaining notoriety for
its rapid
expansion. This
movement, The Unification Church or The Moonies, was heavily
criticized
because it encouraged
members to give up all of their ties to non-members of the religion and
to move in to
movement centers to realize the movement's vision of a better world.
Accusations
of brainwashing
were common; it was believed The Moonies were forcing people to
join the
movement and give up
their previous lives against their will. In order to determine if the
common
sense accusations were accurate, Eileen Barker (1984) undertook a lengthy
sociological
investigation to explore how people came to affiliate with The Moonies. She
found
that converts to The
Unification Church were not being forced into the religion against their
will but instead were
making a reasoned decision to join the movement. While there was
pressure for people
to join the movement, the pressure was not such that it attracted more than a
small fraction of the
people who were introduced to the movement. In other words, the
movement did not brainwash
its followers; it provided a new and alternative worldview, but
did not force anyone
to adopt it. Of course, the social ties people developed once they joined
the movement made it
difficult for members to leave. But this isn't anything particularly new:
members of many
religions and denominations that have been around much longer than The
16
Moonies find it
difficult to leave because of their social attachments. What Barker's research
uncovers is that The
Moonies were only being accused of brainwashing because (1) they were
a New Religious
Movement and (2) they encouraged a distinct separation from the outside
world. This is a
common accusation leveled at New Religious Movements, especially those that
demand significant
commitments from their members. This example illustrates how sociology
can test common
sense understandings of social processes.
An example of
sociology providing a basis for common sense is the research of William
Chambliss (1973) on
social status and deviance. Chambliss observed two groups of young men
to see how their presented
selves matched their actual behaviors. The two groups were dubbed
The
Saints and The Roughnecks. The Saints came from the middle-class
and, in the eyes of
their parents, teachers,
and even law enforcement, were like saints - they could do no wrong.
The Roughnecks, on
the other hand, came from lower-class families and were consistently
accused of
wrong-doing. What Chambliss found in observing the two groups was that The
Saints were actually
far more deviant than The Roughnecks, but they got away with it because
they were able to
commit their deviant acts outside of their home town and compellingly
portray themselves as
upstanding young citizens. The Roughnecks, because of their lack of
mobility and funds,
were more likely to commit their deviant acts in public and in their
hometown, leading
local people to see them as extreme deviants. Chambliss's findings, while
not pervasively seen
as common sense, are increasingly so. People are coming to realize that
the public portrayal
of one's self may not actually represent one's private activities. This is
often
the case with serial
killers and was even portrayed in the movie Murder by Numbers.
The
Development of Social Science
In ancient
philosophy, there was no difference between the liberal arts of mathematics and
the
study of history,
poetry or politics - only with the development of mathematical proof did there
gradually arise a
perceived difference between scientific disciplines and the humanities
or
liberal
arts. Thus, Aristotle studied planetary motion and poetry with the same methods, and
Plato mixed
geometrical proofs with his demonstration on the state of intrinsic knowledge.
This unity of science
as descriptive remained, for example, in the time of Thomas
Hobbes who
argued that deductive
reasoning from axioms created a scientific framework; his book,
Leviathan,
was a scientific description of a political commonwealth. Within decades of
Hobbes'
work a revolution
took place in what constituted science, particularly with the work of Isaac
Newton in
physics. Newton, by revolutionizing what was then called natural philosophy,
changed the basic
framework by which individuals understood what was scientific.
While Newton was merely
the archetype of an accelerating trend, the important distinction is
that for Newton the
mathematical flowed from a presumed reality independent of the observer
and it worked by its
own rules. For philosophers of the same period, mathematical expression
of philosophical
ideals were taken to be symbolic of natural human relationships as well: the
same laws moved
physical and spiritual reality. For examples see Blaise Pascal, Gottfried
Leibniz and Johannes
Kepler, each of whom took mathematical examples as models for human
behavior directly. In
Pascal's case, the famous wager; for Leibniz, the invention of binary
computation; and for
Kepler, the intervention of angels to guide the planets.
17
In the realm of other
disciplines, this created a pressure to express ideas in the form of
mathematical
relationships. Such relationships, called Laws after the usage of the
time (see
philosophy of science)
became the model that other disciplines would emulate. In the late 19th
century, attempts to
apply equations to statements about human behavior became increasingly
common. Among the
first were the Laws of philology, which attempted to map the change over
time of sounds in a
language. In the early 20th century, a wave of change came to science that
saw statistical
study sufficiently mathematical to be science.
The first thinkers to
attempt to combine scientific inquiry with the exploration of human
relationships were Sigmund
Freud in Austria and William James in
the United States. Freud's
theory of the
functioning of the mind and James' work on experimental psychology had an
enormous impact on
those who followed.
With the rise of the
idea of quantitative measurement in the physical sciences (see, for example
Lord Rutherford's
famous maxim that any knowledge that one cannot measure numerically "is
a poor sort of
knowledge"), the stage was set for the conception of the humanities as
being
precursors to social
science.
The
Scientific Method
A scientific method
or process is considered fundamental to the scientific investigation and
acquisition of new
knowledge based upon verifiable evidence. In addition to employing the
scientific method in
their research, sociologists explore the social world with several different
purposes in mind.
Like the physical sciences (i.e., chemistry, physics, etc.), sociologists can
be
and often are
interested in predicting outcomes given knowledge of the variables and
relationships
involved. This approach to doing science is often termed positivism.
The positivist
approach to social
science seeks to explain and predict social phenomena, often employing a
quantitative
approach. But unlike the physical sciences, sociology (and other social
sciences,
specifically
anthropology) also often seek for understanding social phenomena. Max Weber
labeled this approach
Verstehen, which is German for understanding. In this approach,
which is
similar to
ethnography, the goal is to understand a culture or phenemon on its own terms
rather
than trying to
predict it. Both approaches employ a scientific method as they make
observations
and gather data,
propose hypotheses, and test their hypotheses in the formulation of theories.
These steps are
outlined in more detail below.
Sociologists use observations,
hypotheses and deductions to propose explanations for social
phenomena in the form
of theories. Predictions from these theories are tested. If a prediction
turns out to be
correct, the theory survives. The method is commonly taken as the underlying
logic of scientific
practice. A scientific method is essentially an extremely cautious means of
building a
supportable, evidenced understanding of our natural world.
18
The essential
elements of a scientific method are iterations and recursions of the following
four
steps:
1. Characterization
(operationalization or quantification, observation and measurement)
2. Hypothesis (a
theoretical, hypothetical explanation of the observations and
measurements)
3. Prediction
(logical deduction from the hypothesis)
4. Experiment (test
of all of the above; in the social sciences, true experiments are often
replaced with a
different form of data analysis that will be discussed in more detail below)
Characterization
A scientific method
depends upon a careful characterization of the subject of the investigation.
While seeking the
pertinent properties of the subject, this careful thought may also entail some
definitions and
observations; the observation often demands careful measurement and/or
counting.
The systematic,
careful collection of measurements or counts of relevant quantities is often
the
critical difference
between pseudo-sciences, such as alchemy, and a science, such as chemistry.
Scientific
measurements taken are usually tabulated, graphed, or mapped, and statistical
manipulations, such
as correlation and regression, performed on them. The measurements
might be made in a
controlled setting, such as a laboratory, or made on more or less
inaccessible or
unmanipulatable objects such as human populations. The measurements often
require specialized
scientific instruments such as thermometers, spectroscopes, or voltmeters,
and the progress of a
scientific field is usually intimately tied to their invention and
development.
Measurements demand
the use of operational definitions of relevant quantities (a.k.a.
operationalization).
That is, a scientific quantity is described or defined by how it is measured,
as opposed to some
more vague, inexact or idealized definition. The operational definition
of a
thing often relies on
comparisons with standards: the operational definition of mass ultimately
relies on the use of
an artifact, such as a certain kilogram of platinum kept in a laboratory in
France.
The scientific
definition of a term sometimes differs substantially from its natural language
usage. For example, sex
and gender are often used interchangeably in common discourse, but
have distinct
meanings in sociology. Scientific quantities are often characterized by their
units
of measure which can
later be described in terms of conventional physical units when
communicating the
work.
Measurements in
scientific work are also usually accompanied by estimates of their
uncertainty. The
uncertainty is often estimated by making repeated measurements of the
desired quantity.
Uncertainties may also be calculated by consideration of the uncertainties of
the individual
underlying quantities that are used. Counts of things, such as the number of
19
people in a nation at
a particular time, may also have an uncertainty due to limitations of the
method used. Counts
may only represent a sample of desired quantities, with an uncertainty
that depends upon the
sampling method used and the number of samples taken.
Hypothesis
Development
A hypothesis includes
a suggested explanation of the subject. It will generally provide a causal
explanation or
propose some correlation between two variables. If the hypothesis is a causal
explanation, it will
involve at least one dependent variable and one independent
variable.
Variables are
measurable phenomena whose values can change (e.g., class status can range
from lower- to
upper-class). A dependent variable is a variable whose
values are presumed to
change as a result of
the independent variable. In other words, the value of a dependent variable
depends
on the value of the independent variable. Of course, this assumes
that there is an actual
relationship between
the two variables. If there is no relationship, then the value of the
dependent
variable does not depend on the value of the independent variable. An independent
variable
is a variable whose value is manipulated by the experimenter (or,
in the case of nonexperimental
analysis, changes in
the society and is measured). Perhaps an example will help
clarify. In a study
of the influence of gender on promotion, the independent variable would be
gender/sex. Promotion
would be the dependent variable. Change in promotion is hypothesized
to be dependent on
gender.
Scientists use
whatever they can â€" their own creativity,
ideas from other fields, induction,
systematic guessing,
etc. â€" to imagine possible
explanations for a phenomenon under study.
There are no
definitive guidelines for the production of new hypotheses. The history of
science
is filled with
stories of scientists claiming a flash of inspiration, or a hunch, which
then
motivated them to
look for evidence to support or refute their idea.
Prediction
A useful hypothesis
will enable predictions, by deductive reasoning, that can be experimentally
assessed. If results
contradict the predictions, then the hypothesis under examination is
incorrect or
incomplete and requires either revision or abandonment. If results confirm the
predictions, then the
hypothesis might be correct but is still subject to further testing.
Predictions refer to
experimental designs with a currently unknown outcome. A prediction (of
an unknown) differs
from a consequence (which can already be known).
Experiment
Once a prediction is
made, an experiment is designed to test it. The experiment may seek either
confirmation or
falsification of the hypothesis.
Scientists assume an
attitude of openness and accountability on the part of those conducting an
experiment. Detailed
record keeping is essential, to aid in recording and reporting on the
experimental results,
and providing evidence of the effectiveness and integrity of the procedure.
They will also assist
in reproducing the experimental results.
20
The experiment's
integrity should be ascertained by the introduction of a control. Two virtually
identical experiments
are run, in only one of which the factor being tested is varied. This serves
to further isolate
any causal phenomena. For example in testing a drug it is important to
carefully test that
the supposed effect of the drug is produced only by the drug. Doctors may do
this with a
double-blind study: two virtually identical groups of patients are compared,
one of
which receives the
drug and one of which receives a placebo.
Neither the patients nor the
doctor know who is
getting the real drug, isolating its effects. This type of experiment is often
referred to as a true
experiment because of its design. It is contrasted with alternative forms
below.
Once an experiment is
complete, a researcher determines whether the results (or data) gathered
are what was
predicted. If the experimental conclusions fail to match the
predictions/hypothesis,
then one returns to the failed hypothesis and re-iterates the process. If
the experiment
appears successful - i.e. fits the hypothesis - the experimenter often
will attempt
to publish the
results so that others (in theory) may reproduce the same experimental results,
verifying the
findings in the process.
An experiment is not
an absolute requirement. In observation based fields of science actual
experiments must be
designed differently than for the classical laboratory based sciences. Due
to ethical concerns
and the sheer cost of manipulating large segments of society, sociologists
often turn to other
methods for testing hypotheses. In lieu of holding variables constant in
laboratory settings,
sociologists employ statistical techniques (e.g., regression)
that allow them
to control the
variables in the analysis rather than in the data collection. For instance, in
examining the effects
of gender on promotions, sociologists may control for the effects of
social class as this
variable will likely influence the relationship. Unlike a true experiment
where these variables
are held constant in a laboratory setting, sociologists use statistical
methods to hold
constant social class (or, better stated, partial out the variance accounted
for by
social class) so they
can see the relationship between gender and promotions without the
interference of
social class. Thus, while the true experiment is ideally suited for the
performance of
science, especially because it is the best method for deriving causal
relationships,
other methods of hypothesis testing are commonly employed in the social
sciences.
Evaluation
and Iteration
The scientific
process is iterative. At any stage it is possible that some consideration will
lead
the scientist to
repeat an earlier part of the process. For instance, failure of a hypothesis to
produce interesting
and testable predictions may lead to reconsideration of the hypothesis or of
the definition of the
subject.
It is also important
to note that science is a social enterprise, and scientific work will become
accepted by the
community only if it can be verified. Crucially, experimental and theoretical
results must be
reproduced by others within the scientific community. All scientific knowledge
is in a state of
flux, for at any time new evidence could be presented that contradicts a
longheld
hypothesis. For this
reason, scientific journals use a process of peer review, in
which
scientists'
manuscripts are submitted by editors of scientific journals to (usually one to
three)
21
fellow (usually
anonymous) scientists familiar with the field for evaluation. The referees may
or may not recommend
publication, publication with suggested modifications, or, sometimes,
publication in
another journal. This serves to keep the scientific literature free of
unscientific
work, helps to cut
down on obvious errors, and generally otherwise improves the quality of the
scientific
literature. Work announced in the popular press before going through this
process is
generally frowned
upon. Sometimes peer review inhibits the circulation of unorthodox work,
and at other times
may be too permissive. The peer review process is not always successful, but
has been very widely
adopted by the scientific community.
The reproducibility
or replication of scientific observations, while usually described
as being
very important in a
scientific method, is actually seldom reported, and is in reality often not
done. Referees and
editors often reject papers purporting only to reproduce some observations
as being unoriginal
and not containing anything new. Occasionally reports of a failure to reproduce results are
published - mostly in cases where controversy exists or a suspicion of fraud develops. The
threat of failure to replicate by others, however, serves as a very effective deterrent for most
scientists, who will usually replicate their own data several times before attempting to
publish. Sometimes useful
observations or phenomena themselves cannot be reproduced. They may be rare, or even unique
events. Reproducibility of observations and replication of experiments is not a guarantee that
they are correct or properly understood. Errors can all too often creep into more than one
laboratory.
Correlation
and Causation
In the scientific
pursuit of prediction and explanation, two relationships between variables are often confused:
correlation and causation. Correlation refers to a relationship between two (or
more) variables in
which they change together. A correlation can be positive/direct or
negative/inverse. A
positive correlation means that as one variable increases (e.g., ice cream consumption) the
other variable also increases (e.g., crime). A negative correlation is just the opposite; as one
variable increases (e.g., socioeconomic status), the other variable decreases (e.g., infant
mortality rates).
Causation refers to a
relationship between two (or more) variables where one variable causes the other. In order
for a variable to cause another, it must meet the following three criteria:
· the
variables must be correlated
· one
variable must precede the other variable in time
· it
must be shown that a different (third) variable is not causing the change in
the two variables of interest (a.k.a., spurious
correlation) An example may help
explain the difference. Ice cream consumption (ICC) is positively correlated with
incidents of crime.Employing the
scientific method outlined above, the reader should immediately question this relationship and
attempt to discover an explanation. It is at this point that a simple yet noteworthy phrase
should be introduced: correlation is not causation. If you look back at
the three criteria of
causation above, you will notice that the relationship between ice cream consumption (ICC) and
crime meets only one of the three criteria. The real explanation of this relationship is the
introduction of a third variable: temperature. ICC and crime increase during the summer months.
Thus, while these two variables are correlated, ICC does not cause crime or vice versa. Both
variables increase due to the increasing temperatures during the summer months.
It is important to
not confound a correlation with a cause/effect relationship. It is often the
case that correlations
between variables are found but the relationship turns out to be spurious.
Clearly understanding
the relationship between variables is an important element of the scientific process.
Quantitative
and Qualitative
Like the distinction
drawn between positivist sociology and Verstehen sociology, there
is often a distinction drawn
between two types of sociological investigation: quantitative and qualitative.
Quantitative methods of
sociological research approach social phenomena from the perspective that they can be
measured and/or quantified. For instance, social class, following the quantitative
approach, can be divided into different groups - upper-, middle-, and
lower-class - and can be measured
using any of a number of variables or a combination thereof: income, educational
attainment, prestige, power, etc. Quantitative sociologists tend to use
specific methods of data
collection and hypothesis testing, including: experimental designs, surveys, secondary data
analysis, and statistical analysis.
Qualitative methods of
sociological research tend to approach social phenomena from the Verstehen
perspective. They are used to develop a deeper understanding of a
particular phenomenon. They also
often deliberately give up on quantity - necessary for statistical analysis - in order
to reach a depth in analysis of the phenomenon studied. Even so, qualitative methods can be used
to propose relationships between variables. Qualitatively oriented sociologists tend to
employ different methods of data collection and hypothesis testing, including: participant
observation, interviews, focus groups, content analysis and historical comparison.
While there are
sociologists who employ and encourage the use of only one or the other method, many
sociologists see benefits in combining the approaches. They view quantitative and qualitative
approaches as complementary. Results from one approach can fill gaps in the other approach. For
example, quantitative methods could describe large or general patterns in society while
qualitative approaches could help to understand how individuals understand
those patterns.
Objective
vs. Critical
Sociologists, like
all humans, have values, beliefs, and even pre conceived notions of what they might find in doing
their research. Because sociologists are not immune to the desire to change the world, two
approaches to sociological investigation have emerged. By far the most common is the objective approach
advocated by Max Weber. Weber recognized that social scientists have opinions, but
argued against the expression of non-professional or non-scientific opinions in the classroom
(1946:129-156). Weber took this position for several reasons, but the primary one outlined in his
discussion of Science as Vocation is that he believed it is not right
for a person in a position
of authority (a professor) to force his/her students to accept his/her opinions in order for
them to pass the class. Weber did argue that it was okay for social scientists to express
their opinions outside of the classroom and advocated for social scientists to be involved in politics
and other social activism. The objective approach to social science remains popular in
sociological research and refereed journals because it refuses to engage social issues at the
level of opinions and instead focuses intently on data and theories.
The objective approach
is contrasted with the critical approach, which has its roots in Karl Marx's work on
economic structures. Anyone familiar with Marxist theory will recognize that Marx went beyond
describing society to advocating for change. Marx disliked capitalism and his analysis of that
economic system included the call for change. This approach to sociology is often referred to
today as critical sociology (see also action research).
Some sociological journals focus on
critical sociology and some sociological approaches are inherently critical (e.g., feminism,
black feminist thought).
Ethics
Ethical
considerations are of particular importance to sociologists because of the
subject of investigation -
people. Because ethical considerations are of so much importance, sociologists adhere to a rigorous
set of ethical guidelines. A comprehensive explanation of sociological guidelines is
provided on the website of the American Sociological Association.
Some of the more common and
important ethical guidelines of sociological investigation will be touched upon below. The most important
ethical consideration of sociological research is that participants in sociological
investigation are not harmed. While exactly what this entails can vary from
study to study, there are
several universally recognized considerations. For instance, research on children and youth
always requires parental consent. Research on adults also requires informed consent
and participants are never forced to participate. Confidentiality
and anonymity are two additional practices
that ensure the safety of participants when sensitive information is provided (e.g., sexuality,
income, etc.). To ensure the safety of participants, most universities maintain an institutional
review board (IRB) that reviews studies that include human participants and ensures ethical
rigor.
As regards
professional ethics, several issues are noteworthy. Obviously honesty in
research, analysis, and
publication is important. Sociologists who manipulate their data are ostracized and will have their
memberships in professional organizations revoked. Conflicts
of interest are also frowned upon. A
conflict of interest can occur when a sociologist is given funding to conduct research on an
issue that relates to the source of the funds. For example, if Microsoft were to fund a
sociologist to investigate whether users of Microsoft's products are happier
than users of open source
software, the sociologist would need to disclose the source of the funding as it presents a
significant conflict of interest.
What
Can Sociology Tell Us?
Having discussed the
sociological approach to understanding society, it is worth noting the
limitations of
sociology. Because of the subject of investigation (society), sociology runs
into a
number of problems
that have significant implications for this field of inquiry:
· human
behavior is complex, making prediction - especially at the individual level -
difficult or
even impossible
· the
presence of researchers can affect the phenomenon being studied (Hawthorne
Effect)
· society
is constantly changing, making it difficult for sociologists to maintain
current
understandings; in
fact, society might even change as a result of sociological investigation (for
instance,
sociologists testified in the Brown v. Board of Education decision
to integrate
schools)
· it
is difficult for sociologists to remain objective when the phenomena they study
is also part of
their social life
While it is important
to recognize the limitations of sociology, sociology's contributions to our
understanding of
society have been significant and continue to provide useful theories and tools
for understanding
humans as social beings.
General
sociological theory
Introduction
Sociologists develop
theories to explain social phenomena. A theory is a proposed
relationship
between two or more concepts.
To use the example from the previous chapter, one might
propose the following
theory:
Ice
cream consumption and crime rates are correlated, increasing and decreasing
together (the
data).
As a result, a theorist could propose that the consumption of ice cream results
in
angered
individuals who then commit crimes (the theory).
Of course, this
theory is not an accurate representation of reality. But, it illustrates the
use of
theory - to elucidate
the relationship between two concepts; in this case, ice cream consumption
and crime.
Sociological theory
is developed at multiple levels, ranging from grand theory to highly
contextualized and specific
micro-range theories. There are literally thousands of middle-range
and micro-range theories
in sociology. Because such theories are dependent on context and
specific to certain
situations, it is beyond the scope of this text to explore each of those
theories.
The purpose of this
chapter is to introduce some of the more well-known and most commonly
used grand and
middle-range theories in sociology. For a brief explanation of the different
levels of
sociological theorizing, see Sociological Abstraction.
Importance
of Theory
In the theory
proposed above, the astute reader will notice that the theory includes two
components. The data,
the correlation between ice cream consumption and crime rates, and the
proposed
relationship. Data alone are not particularly informative. In fact, it is often
said that
'data without theory
is not sociology'. In order to understand the social world around us, it is
necessary to employ theory
to draw the connections between seemingly disparate concepts.
Take, for instance,
Emile Durkheim's class work Suicide. Durkheim was interested in
explaining a social
phenomenon, suicide, and employed both data and theory to offer an
explanation. By
aggregating data for large groups of people in Europe, Durkheim was able to
discern patterns in
suicide rates and connect those patterns with another concept (or variable):
religious
affiliation. Durkheim found that Protestants were more likely to commit suicide
than
were Catholics. At
this point, Durkheim's analysis was still in the data stage; he had not proposed an
explanation of the relationship between religious affiliation and suicide
rates. It was when Durkheim
introduced the ideas of anomie (or chaos) and social solidarity that
he began to formulate a
theory. Durkheim argued that the looser social ties found in Protestant religions lead to
weaker social cohesion and social solidarity and result in increased social anomie. The higher suicide
rates were the result of weakening social bonds among Protestants, according to
Durkheim.
While Durkheim's
findings have since been criticized, his study is a classic example of the use of theory to explain
the relationship between two concepts. Durkheim's work also illustrates the importance of theory:
without theories to explain the relationship between concepts, we would not be able to
understand cause and effect relationships in social life or otherwise gain
better understandings of
social activity (i.e., Verstehen).
The
Multiplicity of Theories
As the dominant
theories in sociology are discussed below, the reader might be inclined to ask, "Which of these
theories is the best?" Rather than think of one theory being better
than another, it is more useful and
informative to view these theories as complementary. One theory may explain one element
of a phenomenon (e.g., the role of religion in society structuralfunctionalism) while another might
offer a different insight on the same phenomenon (e.g., the decline of religion
in society - conflict theory).
It may be difficult,
initially at least, to take this perspective on sociological theory, but as you read some of the
later chapters you will see that each of these theories is particularly useful at explaining some
phenomena yet less useful in explaining other phenomena. If you approach the theories objectively
from the beginning, you will find that there really are many ways to understand social
phenomena.
Structural-Functionalism
Structural-Functionalism
is a sociological theory that originally attempted to explain
social institutions as
collective means to meet individual biological needs (originally just functionalism).
Later it came to focus on the ways social institutions meet social needs (structural-functionalism).
Structural-functionalism
draws its inspiration primarily from the ideas of Emile
Durkheim. Durkheim was
concerned with the question of how societies maintain internal stability and survive over time. He
sought to explain social cohesion and stability through the concept of solidarity. In
more "primitive" societies it was mechanical solidarity,
everyone performing similar tasks, that
held society together. Durkheim proposed that such societies tend to be segmentary, being
composed of equivalent parts that are held together by shared values, common symbols, or
systems of exchanges. In modern, complex societies members perform very different tasks,
resulting in a strong interdependence between individuals. Based on the metaphor of an
organism in which many parts function together to sustain the whole, Durkheim argued that modern
complex societies are held together by organic solidarity (think interdependent organs). The central concern
of structural-functionalism is a continuation of the Durkheimian task of explaining the
apparent stability and internal cohesion of societies that are necessary to
ensure their continued
existence over time. Many functionalists argue that social institutions are functionally
integrated to form a stable system and that a change in one institution will precipitate a change
in other institutions. Societies are seen as coherent, bounded and fundamentally
relational constructs that function like organisms, with their various parts
(social institutions) working
together to maintain and reproduce them. The various parts of society are assumed to work in an
unconscious, quasi-automatic fashion towards the maintenance of the overall social equilibrium.
All social and cultural phenomena are therefore seen as being functional
in the sense of working together to achieve this state and are
effectively deemed to have a life of
their own. These components are then primarily analysed in terms of the
function they play. In other
words, to understand a component of society, one can ask the question, What is the
function of this institution?" A function, in this sense, is the
contribution made by a phenomenon to a
larger system of which the phenomenon is a part (Hoult 1969:139). Durkheim's strongly
sociological perspective of society was continued by Radcliffe-Brown. Following Auguste
Comte, Radcliffe-Brown believed that the social constituted a separate level of reality distinct
from both the biological and the inorganic (here non-living).
Explanations of social phenomena
therefore had to be constructed within this social level, with individuals merely being
transient occupants of comparatively stable social roles. Thus, in
structuralfunctionalist thought, individuals
are not significant in and of themselves but only in terms of their social
status: their position in patterns of social relations. The social
structure is therefore a network of statuses
connected by associated roles (Layton 1997:37-38). Structural-functionalism
was the dominant perspective of sociology between World War II and the Vietnam War.
Limitations
Structural-functionalism
has been criticized for being unable to account for social change because it focuses so
intently on social order and equilibrium in society. Another criticism of the
structural-functionalism perspective involves the epistemological
argument that functionalism
attempts to describe social institutions solely through their effects and, as a result, does not
explain the cause of those effects. Another philosophical problem with the structural-functional
approach is the ontological argument that society does not have needs as a human being does; and
even if society does have needs they need not be met. Another criticism
often leveled at structural-functionalist theory is that it supports the status quo.
According to some opponents, structural-functionalism paints conflict and
challenge to the status quo as harmful
to society, and therefore tends to be the prominent view among conservative thinkers.
Manifest
and Latent Functions
Merton (1957)
proposed a distinction between manifest and latent functions. Manifest
functions are the intended
functions of a phenomenon in a social system. Latent functions are the unintended functions
of a phenomenon in a social system. An example of manifest and latent functions is public
education. The manifest purpose of public education is to increase the knowledge and
abilities of the citizenry. The latent function of the public education system
is the development of a
hierarchy of the learned. The latent function has a significant impact
on society as it often
translates into social class distinctions: people with higher educational attainment tend to make more money than
those with lower educational attainment
Conflict
Theory
Conflict
theory argues that society is not about solidarity or social consensus
but rather about competition. Society
is made up of individuals competing for limited resources (e.g., money, leisure, sexual
partners, etc.). Broader social structures and organizations (e.g., religions, government, etc.)
reflect the competition for resources in their inherent inequalities;
some people and
organizations have more resources (i.e., power and influence) and use those resources to maintain
their positions of power in society.
An example of the
application of conflict theory is in understanding the gender make-up of the legislative branch of
the U.S. government. Prior to the passage of the 19th Amendment to the Constitution of
the United States of America in 1920, women did not have the right to vote.
Given women's
inability to vote, it is not surprising men held all of the positions of power
in the U.S. government.
The men who held the positions of power in the U.S. government were also in a position to
maintain their power because they controlled the legislative process that could enfranchise
women. This scenario illustrates how conflict and inequality can be integrated in social
structures - men were in a position of power and many of them were motivated to maintain
that power by continuing to refuse the right to vote to women. The passage of the 19th
Amendment can also be explained using conflict theory in that powerful forces joined
together (Women's Suffrage) to effectuate change.
Conflict theory was
developed in part to illustrate the limitations of structural-functionalism.
The
structural-functional approach argued that society tends toward equilibrium.
The
structural-functional
approach focuses on stability at the expense of social change. This is
contrasted with the
conflict approach, which argues that society is constantly in conflict over resources. One of the
primary contributions conflict theory presents over the structuralfunctional approach is that it
is ideally suited for explaining social change, a significant problem in the
structural-functional approach. The following are
three primary assumptions of modern conflict theory:
· Competition
over scarce resources is at the heart of all social relationships. Competition
rather than consensus is
characteristic of human relationships.
· Inequalities
in power and reward are built into all social structures. Individuals and
groups that benefit from any
particular structure strive to see it maintained.
· Change
occurs as a result of conflict between competing interests rather than through adaptation. Change is
often abrupt and revolutionary rather than evolutionary.
Conflict theory was
elaborated in the United Kingdom by Max Gluckman and John
Rex, in the United States by Lewis
A. Coser and Randall Collins, and in Germany by Ralf
Dahrendorf, allof whom were
influenced by Karl Marx, Ludwig Gumplovicz, Vilfredo Pareto, Georg
Simmel,and other founding
fathers of European sociology.
Limitations
Somewhat ironically,
the primary limitation of the social-conflict perspective is that itoverlooks the
stability of societies. While societies are in a constant state of change, much
ofthe change is minor.
Many of the broader elements of societies remain remarkably stable over time, indicating the
structural-functional perspective has a great deal of merit. Harking back to the
introduction, the reader might remember the advanced notice given that sociological theory
is often complementary. This is particularly true of structuralfuncationalism and social-conflict
theories. Structural-functionalism focuses on equilibrium and solidarity;
conflict-theory focuses on change and conflict. Keep in mind that neither is better
than the other; when combined, the two approaches offer a broader
and more comprehensive view of
society.
Symbolic
Interactionism
Symbolic
Interactionism is a theoretical approach to understanding the relationship
between humans and society.
The basic notion of symbolic interactionism is that human action and interaction are
understandable only through the exchange of meaningful communication or symbols. In this
approach, humans are portrayed as acting as opposed to being acted
upon (Herman and Reynolds
1994).
The main principles
of symbolic interactionism as outlined by Blumer (1986) are:
1. human beings act
toward things on the basis of the meanings that things have for them
2. these meanings
arise of out of social interaction
3. social action
results from a fitting together of individual lines of action This approach stands
in contrast to the strict behaviorism of psychological theories prevalent at the time it was first
formulated (in the 1920s and 1930s), behaviorism and ethology,
and also contrasts with structural-functionalism.
According to Symbolic Interactionism, humans are distinct from
infrahumans (lower animals) because infrahumans simply respond to their environment (i.e., a
stimulus evokes a response or stimulus -> response) whereas humans have the ability to
interrupt that process (i.e., stimulus -> cognition -> response).
Additionally, infrahumans are
unable to conceive of alternative responses to gestures. Humans, however, can. This understanding
should not be taken to indicate that humans never behave in a strict stimulus
-> response fashion, but rather that humans have the capability of not
responding in that fashion (and do
so much of the time). This perspective is
also rooted in phenomenological thought (see social constructionism
and phenomonology).
According to symbolic interactionism, the objective world has no reality for humans, only
subjectively-defined objects have meaning. Meanings are not entities that are bestowed on humans
and learned by habituation. Instead, meanings can be altered through the creative capabilities
of humans, and individuals may influence the many meanings that form their society (Herman
and Reynolds 1994). Human society, therefore, is a social product.
It should also be
noted that symbolic interactionists advocate a particular methodology. Because they see meaning
as the fundamental component of human/society interaction, studying
human/society interaction requires getting at that meaning. Thus,
symbolic interactionists tend
to employ more qualitative rather than quantitative methods in their research. Additional
information on Symbolic Interactionism can be found here
Limitations
The most significant
limitation of the symbolic-interactionist perspective relates to its primary contribution: it
overlooks macro social structures (e.g., norms, culture) as a result of
focusing on micro-level
interactions. Some symbolic interactionists, however, would counter that if role theory
(see below) is incorporated into symbolic interactionism - which
is now commonplace - this criticism is
addressed.
Role
Theory
Role
Theory posits that human behavior is guided by expectations held both by
the individual and by other people.
The expectations correspond to different roles individuals perform or enact
in their daily lives, such as secretary, father, or friend. For
instance, most people hold pre-conceived notions
of the role expectations of a secretary, which might include: answering phones, making and
managing appointments, filing paperwork, and typing memos. These role expectations would
not be expected of a professional soccer player.
Individuals generally
have and manage many roles. Roles consist of a set of rules or norms that function as plans or
blueprints to guide behavior. Roles specify what goals should be pursued, what tasks must be
accomplished, and what performances are required in a given scenario or situation. Role
theory holds that a substantial proportion of observable, day-to-day social behavior is simply
persons carrying out their roles, much as actors carry out their roles on the stage or ballplayers
theirs on the field. Role theory is, in fact, predictive. It implies that if we have information
about the role expectations for a specified position (e.g., sister, fireman, prostitute), a
significant portion of the behavior of the persons occupying that position can
be predicted. What's more, role
theory also argues that in order to change behavior it is necessary to change roles; roles
correspond to behaviors and vice versa. In addition to heavily influencing
behavior, roles influence
beliefs and attitudes; individuals will change their beliefs and attitudes to correspond with their
roles. For instance, someone over-looked for a promotion to a managerial position in a company
may change their beliefs about the benefits of management by convincing
him/herself that they didn't want the additional responsibility that would have accompanied the
position. Many role theorists
see Role Theory as one of the most compelling theories bridging
individual behavior and social
structure. Roles, which are in part dictated by social structure and in part by social interactions,
guide the behavior of the individual. The individual, in turn, influences the norms, expectations,
and behaviors associated with roles. The understanding is reciprocal. Role Theory includes
the following propositions:
1. people spend much
of their lives participating as members of groups and organizations
2. within these
groups, people occupy distinct positions
3. each of these
positions entails a role, which is a set of functions performed by the person for the group
4. groups often
formalize role expectations as norms or even codified rules, which include what rewards will
result when roles are successfully performed and what punishments will result when roles are
not successfully performed
5. individuals
usually carry out their roles and perform in accordance with prevailing norms; in other words, role
theory assumes that people are primarily conformists who try to live up to the norms that
accompany their roles
6. group members
check each individual's performance to determine whether it conforms with the norms; the anticipation
that others will apply sanctions ensures role performance For additional
information on Role Theory see here.
Limitations
Role theory has a
hard time explaining social deviance when it does not correspond to a
prespecified role. For instance, the
behavior of someone who adopts the role of bank robber can be predicted - she will
rob banks. But if a bank teller simply begins handing out cash to random people, role theory
would be unable to explain why (though role conflict could be one
possible answer; the secretary
may also be a Marxist-Communist who believes the means of production should belong to the
masses and not the bourgeoisie).
Another limitation of
role theory is that it does not and cannot explain how role expectations came to be what they
are. Role theory has no explanation for why it is expected of male soldiers to cut their
hair short, but it could predict with a high degree of accuracy that if someone is a male
soldier they will have short hair. Additionally, role theory does not explain when and how role
expectations change.
Impression
Management
An extension of role
theory, impression management is both a theory and process. The
theory argues that people
are constantly engaged in controlling how others perceive them. The process refers to the
goal-directed conscious or unconscious effort to influence the perceptions
other people form of an
individual, object, or event by regulating and controlling information in social interaction.
If a person tries to influence the perception of her or his own image, this activity is called self-presentation.
Erving Goffman
(1959), the person most often credited with formally developing the impression management
theory, cast the idea in a dramaturgical framework. The basic idea is that individuals in
face-to-face situations are like actors on a stage performing roles (see role theory above). Aware
of how they are being perceived by their audience, actors manage their behavior so as to
create specific impressions in the minds of the audience. Strategic interpersonal
behavior to shape or influence impressions formed by an audience is not a new idea. Plato
spoke of the "great stage of human life" and Shakespeare
noted that "All the world is a stage, and all
the men and women merely players".
Social
Constructionism
Social
constructionism is a school of thought introduced into sociology by Peter
L. Berger and Thomas Luckmann with
their 1966 book The Social Construction of Reality. Social constructionism aims
to discover the ways that individuals and groups create their perceived reality. Social
constructionism focuses on the description of institutions and actions and not
on analyzing cause and
effect. Socially constructed reality is seen as an on-going dynamic process; reality is
re-produced by people acting on their interpretations of what they perceive to
be the world external to
them. Berger and Luckmann argue that social construction describes both subjective and
objective reality - that is that no reality exists outside what is produced and reproduced in social
interactions. A clear example of
social constructionist thought is, following Sigmund Freud and Émile Durkheim,
religion. Religion is seen as a socially constructed concept, the basis for
which is rooted in either our
psyche (Freud) or man's need to see some purpose in life or worship a higher presence. One
of the key theorists of social constructionism, Peter Berger, explored this concept extensively
in his book, The Sacred Canopy.
Social
constructionism is often seen as a source of the postmodern movement,
and has been influential in the
field of cultural studies.
Integration
Theory
Recently, some
sociologists have been taking a different approach to sociological theory by employing an
integrationist approach - combining micro- and macro-level theories to provide
a comprehensive
understanding of human social behavior. Numerous models could be presented in this vein; I have
chosen one that does a good job of combining the multiple levels into one model: Ritzer's
Integration Model. Ritzer (Ritzer &
Goodman 2004:357) proposes four highly interdependent elements in his sociological model: a
macro-objective component (e.g., society, law, bureaucracy), a microobjective component (e.g., patterns
of behavior and human interaction), a macro-subjective component (e.g.,
culture, norms, and values), and a micro-subjective component (e.g., perceptions,
beliefs). This model is of particular use in understanding society because it
uses two axes: one ranging
from objective (society) to subjective (culture and cultural interpretation); the
other ranging from the macro-level (norms) to the micro-level (individual level beliefs). George Ritzer's
macro/micro integration theory of
social analysis.
The integration
approach is particularly useful for explaining social phenomenon because it shows how the
different components of social life work together to influence society and behavior.
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